Get the support you need — so you can focus on your clients

The Fidelity Clearing service model is designed for scale and efficiency without sacrificing flexibility. Introducing Brokers and Portfolio Managers can increase productivity and focus on client needs and growth with the assurance that Fidelity's platform will support their ongoing business needs.

In addition to innovative technology and a robust platform, Introducing Brokers and Portfolio Managers benefit from our global IT organization, 24x7 production support, and our comprehensive disaster recovery and continuity capabilities.

$3
Trillion
in assets1
$2.7
Billion in net capital1
(that's $2.2 billion over
the minimum regulatory requirement)
700
Thousand average
daily trades1
$25.4
Million brokerage
accounts2

Fidelity Clearing's Core Clearing and Custody Services

 

Brokerage Processing
Our real-time brokerage recordkeeping platform supports a full range of retail and institutional accounts with multicurrency capabilities. Users have easy online access to their complete transaction history, as well as a variety of pre-defined and adhoc reports to manage their business.

Regulatory Reporting
Fidelity Clearing Canada provides a complete set of regulatory and compliance reports and services.

Corporate Actions & Entitlements
You can benefit from our automated solution for tracking pending, mandatory, and voluntary events. Advisors can use our online system to make elections on behalf of their clients, which are then automatically processed or recorded.

Account Transfers
You can effectively manage account transfers manually or through the central counter party. Clients have real-time access to check the status of transfers.

Tax Reporting
Fidelity Clearing Canada offers you full tax reporting services for individual and corporate accounts. We work closely with Canadian tax authorities to ensure that our reporting is up to date and meets changing requirements. We also provide physical and electronic versions of tax documents/forms.

Retirement Products & Programs
You can count on us to help you maximize opportunities in the retirement space using a wide range of Canadian retirement products and programs. We offer clearing, custodial, and administrative services for a variety of programs, including tax and transaction reporting.

Cash & Lending Programs
Our cash management programs let you offer your investors a brokerage account with a range of cash management and banking features. You can take advantage of multi-currency accounts, EFTs, bank wires, and online deposits. You can also select from a variety of margin lending and foreign exchange services.

 
1 Data as of December 31, 2014.
2 Data as of December 31, 2013.
Clearing & Custody
 
 
 

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